Senior Investment Analyst - Investment Management Oversight

FundRock NZ Limited is a licensed MIS manager under New Zealand’s Financial Markets Conduct Act. Through our Fund Hosting business, we issue and manage investment funds in NZ for:

• offshore investment managers who want to offer PIE-compliant funds to NZ investors, but don’t want to go through the licensing process themselves; and
• domestic investment managers who want to outsource the issuing and managing of their funds, so they can concentrate on investment management and distribution activities.

Senior Investment Analyst - Investment Management Oversight Location : Wellington The role is responsible for in-depth investment and operational analysis, maintenance of monitoring frameworks and scorecards, and production of high-quality oversight reporting to support governance forums, assurance requirements and regulatory expectations executing due diligence in all aspects.

Job Responsibilities:

• Lead and support initial, ongoing and thematic due diligence on outsourced investment managers by coordinating information requests, analysing inputs, and drafting due diligence reports
• Prepare regular fund performance and integrated monitoring reviews (performance, risk, mandate alignment), highlighting key themes, outliers and emerging risks
• Contribute to the development and maintenance of IMO procedures, frameworks and guidelines on investment-related matters (templates, registers, workpapers)
• Support with establishing and maintaining Investment Management Agreements by preparing analysis of mandate terms, reporting requirements, and oversight obligations
• Review and provide input into investment-related disclosure material (including SIPOs and related investment content), identifying inconsistencies or gaps for escalation
• Provide analytical and operational support to ensure effective liquidity risk oversight across schemes, including monitoring, stress testing, contingency planning/LMT readiness, documentation, and escalation aligned to regulatory expectations and statutory standards of care
• Support in identification, documentation and monitoring of related‑party benefit transactions involving scheme assets, maintain the RPT register and evidence, coordinate required Supervisor notifications/consents or certifications, and escalate potential or actual breaches promptly

Skills required:

• 7+ years’ experience in investment analysis, portfolio oversight, investment risk, fund research or manager oversight
• Strong understanding of NZ managed funds/MIS structures and delegated model oversight expectations
• Demonstrated capability across all investment asset classes
• Experience preparing high-quality governance materials (Investment Committee papers, oversight reporting, recommendations)
• Experience with or exposure to Investment Committee structures and governance processes
• Familiarity with operational due diligence and controls assurance concepts
• Demonstrated confidence using AI-enabled productivity and analysis tools (e.g., Copilot) to enhance research, monitoring and reporting outputs
• Tertiary qualification in Finance, Economics or related discipline
• CFA Charter or progress toward CFA Charter strongly preferred (CAIA also valued)

What you will get in return:

• A genuinely unique opportunity to be part of an expanding large global business;
• Competitive remuneration commensurate with skills and experience;
• Training and development opportunities

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