A key aspect of INFINZ is representing the views of the industry to regulators, legislators and other professional bodies seeking input on policy, regulation and discussion papers.
Listed below are the many submissions that INFINZ has made:
Older Submissions
-
MBIE June 2014 - FMC Regulations Third Exposure Draft (Exposure Draft)
- NZX April 2014 - Submission on the New Market
- MBIE on the FMCA Regulations 5th December - Exposure Draft - List of Provisions for Feedback
- Investment Law Team, Labour and Commercial Environment Group, and Ministry of Business, Innovation & Employment, March 2013 - Financial Market Conduct Regulations - Part A - Overview Comments
- Investment Law Team, Labour and Commerical Environment Group, and Ministry of Business, Innovation & Employment, March 2013 - Financial Market Conduct Regulations - Part B - Answers to Questions
- Ministry of Business, Innovation and Employment, December 2012 - Review of Kiwisaver Default Provider Arrangments
- Australian and New Zealand Productivity Commissions, October 2012 - Strengthening Trans-Tasman Economic Relations
- Commerce Select Committee, September 2012 - Companies and Limited Partnerships Amendment Bill
- Commerce Committee, June 2012 - Submission on the Financial Markets Conduct Bill
- Financial Markets Authority, March 2012 - Consultation Paper on Effective Disclosure
- Ministry of Economic Development, September 2011 - Submission on the Financial Markets Conduct Bill
- Savings Working Group, c/- The Treasury, November 2010 - Savings Working Group - Invitation to make submission
- Commerce Committee, November 2010 - Financial Markets (Regulators and Kiwisaver) Bill
- Ministry of Economic Development, August 2010 - Review of Securities Law - Discussion Document - Part B
- Ministry of Economic Development, August 2010 - Reveiw of Securities Law - Discussion Document - Part A
- Code Committee, May 2010 - Code of Professional Conduct for Authorised Financial Advisors - Draft for Consultation
- Commerce Committee, New Zealand Parliament, March 2010 - Financial Service Providors (Pre-implementation Adjustments) Bill
- Behaviour and Client Care Sub-Committee Code Committee, December 2009 - Proposed Minimum Standards of Ethical Behaviour and Client Care for Authorised Financial Advisers
- Competence Sub-Committee Code Committee, November 2009 - Proposed Minimum Standards of Competence, Knowledge and Skills for Authorised Financial Advisers
- Justice and Electoral Select Committee, February 2008 - Real Estate Agents' Bill
- Ministry of Economic Development, December 2006 - Review of Financial Products and Providers - Overview of the Review
- Ministry of Economic Development, December 2006 - Review of Financial Products and Providers - Supervision of Issuers
- Ministry of Economic Development, December 2006 - Review of Financial Products and Providers - Non-Bank Deposit Takers
- Ministry of Economic Development, July 2006: Financial Intermediaries - Discussion Document July 2006
- Takeovers Panel, May 2006: Policy on Exemptions from The Code For Schemes of Arrangement Effected under The Companies Act 1993
- Ministry of Economic Development, May 2006: Securities Legislation Bill Regulations
- New Zealand Institute of Chartered Accountants, October 2005: ED-103 Prospective Financial Information
- New Zealand Institute of Chartered Accountants, September 2005: Adoption of International Standards on Auditing in New Zealand
- Minister of Commerce, March 2005 (cover letter): Unlisted - Notice of Intention Under Section 36B, Securities Market Act
Minister of Commerce, March 2005: Unlisted - Notice of Intention Under Section 36B, Securities Market Act
- Ministry of Economic Development, February 2005: Financial Reporting Act - Part II
- Commerce Committee, NZ Parliament, February 2005: Securities Legislation Bill
- Securities Commission, October 2004: Disclosure by Finance Companies - A Discussion Paper
- Ministry of Economic Development, May 2004: Review of Financial Reporting Act - Part I
- New Zealand Exchange Ltd, January 2004: NZX Proposed Listing Rule Changes
- Securities Commission, November 2003: Corporate Governance
- Commerce Select Committee, September 2003: Business Law Reform Bill
- Ministry of Economic Development, May 2003: Detail and Form of Disclosure of Relevant Interests by Directors and Officers
- New Zealand Stock Exchange, October 2002: Reforming and Improving the NZSE Indices
- Institute of Chartered Accountants of New Zealand, October 2002: Corporate Transparency - Making Markets Work Better
- New Zealand Stock Exchange, September 2002: Launching a New Alternative Market
- New Zealand Stock Exchange, September 2002: Proposed Listing Rule Changes Relating to Corporate Governance
- Ministry of Economic Development, August 2002: Reform of Securities Trading Law, Volume Three - Penalties, Remedies and the Application of Securities Trading Law
- Ministry of Economic Development, August 2002: Reform of Securities Trading Law, Volume One - Market Manipulation Law
- Ministry of Economic Development, August 2002: Reform of Securities Trading Law, Volume Two - Insider Trading Fundamental Review .